"STRENGTHENING THE ENVIRONMENT FOR INVESTOR CONFIDENCE"
Know Your Rights as an Investor -Pt.2
Investor protection is at the core of securities regulation. Investor protection is the ultimate outcome when integrity in the marketplace is upheld. Several requirements contemplated by the Securities Act 2012 (SA 2012), and the Trinidad and Tobago Securities and Exchange Commission’s (TTSEC) guidelines and policies, centre around ensuring that market participants act in the best interest of their customers/investors.
Within the principle of investor protection, is the inherent rights and responsibilities of investors. It is important that investors understand these rights and responsibilities prior to, and during the course of, conducting transactions in the securities market. In this continuing article on the ‘rights of an investor,’ (the first part can be accessed via the following link: https://www.ttsec.org.tt/publications-and-research/?_sft_category=articles), we highlight some of these rights and responsibilities.
- Retirement Planning
- Give a Gift that Keeps on Giving
- Q&A with the Mutual Fund Association of Trinidad and Tobago (MFATT)
- Robo-Advisers: How should you evaluate them?
- Material Change Disclosures and COVID-19
- Is Cryptocurrency a Security?
- The Cost of Investing
- Guidelines for Investing Wisely
- Importance of Financial Regulation in the Securities Industry
- Importance of the Securities Market (Part 1)