MUTUAL FUND ASSOCIATION OF TRINIDAD AND TOBAGO
"STRENGTHENING THE ENVIRONMENT FOR INVESTOR CONFIDENCE"

Building Confidence through Enforcement 

The Trinidad and Tobago Securities and Exchange Commission (TTSEC) is responsible for the regulation of the local securities industry. There are several components to regulation, all of which need to be addressed in an efficient and competent manner to ensure the orderly growth and development of the securities industry. Over the period 2018/2019 the TTSEC received 14 complaints from investors. Some of these complaints are provided in the checklist diagram below.

The success and stability of the securities market is largely dependent on confidence in the industry. Investors, market participants and all other stakeholders should feel a sense of confidence that the market is effective and fair such that everyone’s interests are adequately protected. 

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